FCA Conduct Rules Training

£40.00

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The course will analyse the practical implications of those Conduct Rules that apply to all staff at FCA-authorised firms – the ‘Individual Conduct Rules’.

The Individual Conduct Rules require staff to:

  • Act with integrity
  • Act with due care, skill and diligence
  • Be open and cooperative with regulators
  • Pay due regard to the interests of customers and treat them fairly
  • Observe proper standards of market conduct

Learners will be equipped to recognise situations in which the Individual Conduct Rules would be engaged and avoid breaching the Individual Conduct Rules.

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