Conduct Rules for Senior Managers

£50.00

Our “Conduct Rules for Senior Managers” course is designed to equip you with in-depth knowledge and practical understanding of the Senior Managers and Certification Regime (SM&CR). By the course’s end, you will adeptly comprehend key provisions of SM&CR, recognising ‘Approved Persons’ and the relevant Statements of Principle and Codes of Practice. Delve into the intricacies of Conduct Rules application, understanding the FCA’s pivotal role in this new regime. Grasp ‘Fit and Proper’ requirements, discern nuances between First Tier and Second Tier provisions, and gain insights into ensuring firm compliance and comprehend the repercussions of Conduct Rules breaches.




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Welcome to this landing page for our course on the Conduct Rules for Senior Managers – new rules applying to individuals who work in FCA and PRA regulated firms. The course is fully online including the multiple-choice quiz and interactive activities to test your knowledge. The course is delivered via video, text, imagery, interactive and engaging tasks and high-quality content.

This course is suitable for Senior Managers or aspiring Senior Managers.

The course is broken down into three core modules:

Section 1 will teach you what SM&CR is all about
Section 2 will cover the Conduct Rules in detail
Section 3 will summarise the key points
Section 4 Quiz and certification

This course satisfies the FCA’s annual training requirements. Certification is available for instant download on successful completion of the quiz.

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