Safeguarding Client Money and Assets (CASS)

£50.00

This interactive online course provides a comprehensive overview of the FCA’s Client Assets Sourcebook (CASS), designed to protect client money and custody assets held by regulated firms. Through engaging modules and real-world examples, learners will gain an in-depth understanding of how to identify, manage, and mitigate CASS risks to ensure regulatory compliance and maintain client trust.

By the end of this course, learners will be able to:

Explain the purpose and key principles of the CASS rules.
Identify what constitutes client money and client assets.
Describe the protections CASS provides to clients and how these are implemented.
Understand the key steps and expectations of a CASS audit.
Recognise common types of CASS breaches and how to avoid them.
Apply practical strategies for complying with CASS 6 (custody rules) and CASS 7 (client money rules).
Demonstrate knowledge through a final quiz to validate understanding.